JD Supra12d
Does Your Company Discourage Employees from Being Whistleblowers? The SEC May Think So!
The Dodd-Frank Wall Street Reform and Consumer Protection Act, which was enacted in 2010 in response to the 2008 financial crisis, added ...
JD Supra6d
SEC Announces Settlement With Investment Advisory Firm For Allegedly Breaching Fiduciary Duties And Violating Whistleblower Protection Rule
On January 16, 2025, the Securities and Exchange Commission (“SEC”) filed a settled enforcement action against a pair of related investment ...
BBC5y
Who listens in on a president's phone call?
A whistleblower's complaint alleging that ... Officials who work in the executive secretary's office of the US national security council decide on the level of classification for the transcript ...
ICIJ5d
Whistleblower accuses JPMorgan Chase of violating cash reserve rules meant to protect the financial system
Senate Banking Committee member Elizabeth Warren is concerned the Federal Reserve may be “turning a blind eye” to alleged ...
Opalesque11d
SEC settles charges against US hedge fund Two Sigma over investment model vulnerabilities
Two Sigma voluntarily repaid impacted funds and accounts $165 million during the SEC's investigation and agreed to pay $90 million in civil penalties to settle the SEC's charges.