More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
Park Avenue Securities LLC bought a new position in shares of Vanguard Utilities ETF (NYSEARCA:VPU – Free Report) in the ...
Atomi Financial Group Inc. purchased a new position in shares of Vanguard Mid-Cap Growth ETF (NYSEARCA:VOT – Free Report) in ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Investors who had certain retirement funds set up through Vanguard Group in 2020 and 2021 could be part of a settlement the investment firm reached with the SEC.
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
The SEC claims Vanguard made misleading statements about capital gains distributions and tax consequences to retail investors ...