Cantor Fitzgerald to pay $6.75M to settle SEC charges - New …
Dec 13, 2024 · Cantor Fitzgerald, the Wall Street firm headed by President-elect Donald Trump’s pick to serve as Commerce Secretary, will pay a $6.75 million civil penalty after it was accused of breaking...
SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick
Dec 12, 2024 · WASHINGTON — The Securities and Exchange Commission on Thursday charged global financial services firm Cantor Fitzgerald with violating laws related to regulatory disclosures by so-called...
SEC fines Cantor Fitzgerald $6.75M over allegedly misleading …
Dec 13, 2024 · The SEC has charged Cantor Fitzgerald with causing two special purpose acquisition companies it managed to make misleading statements ahead of their initial public offerings.
SEC Charges Cantor Fitzgerald Over Misleading SPAC Disclosures
Dec 12, 2024 · The Securities and Exchange Commission today charged global financial services firm Cantor Fitzgerald, L.P. with causing two special purpose acquisition companies (SPACs) that it controlled to make misleading statements to investors ahead …
SEC charges Cantor Fitzgerald, led by Trump's Commerce pick, …
Dec 12, 2024 · Cantor Fitzgerald's chairman and CEO, Howard Lutnick, was recently nominated by President-elect Donald Trump to lead the Commerce Department. Lutnick is co-chair of Trump's transition team. The ...
Cantor Fitzgerald Pays SEC $6.75 Million for Alleged SPAC Abuses
Dec 13, 2024 · (Bloomberg) -- Cantor Fitzgerald LP agreed to pay $6.75 million to settle US Securities and Exchange allegations that it misled investors in two blank-check firms before their stock-market...
Howard Lutnick's Cantor Fitzgerald settles SEC fraud claim
Dec 13, 2024 · The Securities and Exchange Commission on Thursday charged finance/brokerage firm Cantor Fitzgerald with fraud over making misleading disclosures in SEC filings, leading to the company paying a...
Financial Crime Weekly: Cantor Fitzgerald Charged With
Dec 14, 2024 · Cantor Fitzgerald agreed to cease and desist from violations of the charged provisions and to pay a $6.75 million civil penalty without admitting or denying the order's findings.
Cantor Fitzgerald to Pay $6.75M to Settle SPAC Disclosure …
Dec 12, 2024 · Cantor Fitzgerald will pay a $6.75 million civil penalty to settle allegations it caused special purpose acquisition companies under it control to make misleading statements to investors...
Cantor Fitzgerald pays $6.75 million to settle SEC charges over
Dec 12, 2024 · By Reuters. Wall Street brokerage Cantor Fitzgerald has agreed to pay a $6.75-million penalty to settle Securities and Exchange Commission charges that it misled investors in blank-check companies ...
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